Compliance Analyst
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About the role
AlphaSense provides AI-powered market intelligence and workflow tools using business and financial information. The Compliance Analyst reviews expert-call transcripts, researches public filings, documents potential violations, and supports compliance workflows.
What you'll do
- Review expert-call transcripts for material nonpublic or confidential information
- Complete due diligence reviews and document violations
- Research financial reports and regulatory filings
- Escalate non-compliance with sourcing guidelines
- Track transcript and workflow data and identify process improvements
Skills
Must have
- Compliance review
- Due diligence
- Regulatory research
- Proofreading
Who it's for
- Experience
- 1 to 2 years
- Languages
- english
- Domain
- financial market intelligence
About AlphaSense
AlphaSense has 7 open roles in Bangalore, at WeWork Prestige Tech Park, Jupiter Block. See every AlphaSense role.
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