Compliance Analyst, Expert Network
AlphaSenseKadubeesanahalli, BangalorePosted 2 months agoA free account shows the apply link for every role and matches you to the ones that fit your resume.
About the role
AlphaSense provides an AI platform for business and financial market intelligence. The analyst reviews expert sourcing and onboarding, supports client compliance requirements, and maintains compliance records and guidance.
What you'll do
- Review prospective experts for compliance risks and sourcing eligibility
- Conduct expert onboarding and assess confidentiality and MNPI concerns
- Guide sourcing teams and escalate complex compliance matters
- Review client requirements and establish sourcing protocols
- Respond to client compliance questions and due diligence requests
- Maintain compliance records, policies, procedures, and training materials
Skills
Must have
- Compliance reviews
- Policy application
- Client onboarding
- Due diligence
Nice to have
- Confidentiality
- Material non-public information
- Insider trading
Who it's for
- Experience
- 2 to 4 years
- Languages
- english
- Domain
- ai market intelligence
About AlphaSense
AlphaSense has 7 open roles in Bangalore, at WeWork Prestige Tech Park, Jupiter Block. See every AlphaSense role.
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