Manager - Compliance (PMS)
GrowwBellandur, BangalorePosted 20 days agoA free account shows the apply link for every role and matches you to the ones that fit your resume.
About the role
Groww provides financial services through a multi-product platform for Indian customers. The Compliance Manager will oversee PMS, wealth management, digital, risk, audit and AML compliance requirements.
What you'll do
- Ensure compliance with applicable PMS regulations and workflows
- Manage compliance for wealth management and financial product distribution
- Oversee compliance for app- and web-based offerings, including DPDP
- Monitor risk control and internal audit functions
- Manage AML compliance and transaction surveillance
Skills
Must have
- Securities market compliance
- Regulatory compliance
- Compliance monitoring
- Risk control
- Anti-money laundering
- Transaction surveillance
Nice to have
- Asset management
- Portfolio management services
Who it's for
- Experience
- 4 to 5 years
- Domain
- fintech investments
About Groww
Groww has 7 open roles in Bangalore, at Vaishnavi Tech Park, South Tower. See every Groww role.
More at Groww
Mid level · 2+ years
Entry level · On-site · 1 to 2 years
Mid level · 3 to 4 years
Entry level · 0 to 2 years
Internship · 0 to 1 years · Fresher friendly
Entry level · Fresher friendly
Similar roles
All legal and compliance jobsGSK (GlaxoSmithKline) · Lead or staff · 8 to 10 years
RTX · Director and above · On-site · 12+ years
Fresenius Medical Care · Lead or staff · Hybrid · 12 to 18 years
Lowe's India (Lowe's Services India Pvt Ltd) · Mid level · On-site · 2 to 3 years
Jones Lang LaSalle (JLL) · Senior · On-site · 5+ years