Regulatory Assurance Analyst

Capco is a consulting firm serving clients across financial services and energy. The analyst will review custody operations, monitor regulatory changes, assess risks, and support compliance controls and audits.

• Monitor regulatory developments affecting securities services and custody
• Review custody operations, transaction processing, asset safekeeping, and client reporting
• Assess regulatory risks and recommend mitigation strategies
• Support compliance policy implementation, audits, and regulatory inspections
• Prepare assurance reports and track remediation actions
• Support regulatory training and liaise with internal and external stakeholders

Education

Bachelor's degree

Degree

finance, business, law

Experience

2+ years

Domain

financial services consulting

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